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Tag:SEC

Path Forward Remains Uncertain for SEC’s ALJ Cases

The securities world’s collective eyes were on the Supreme Court and whether it would find the Securities and Exchange Commission’s administrative law judge system...

Cautious Optimism Underscored at Oil and Gas Finance Forum

Merger and finance activity in the oil and gas industry has been tricky to predict, given its economic fluctuations in recent years. A slate...

Department of Justice to Expand Self-Disclosure Program

The U.S. Department of Justice favors its cooperation program for foreign bribery cases enough that it wants to apply it to other white-collar criminal...

SEC ‘Laser-Focused’ on Cybersecurity Issues

As data security breaches and privacy protection become a greater financial concern for companies, so do they for those companies’ investors. The Securities and...

DGS Weighs in on Corporate Law Concerns for the New Year

The more things change, the more they stay the same. As a new presidential administration shifts the landscape of corporate regulations, securities litigation remains...